The Resurrection of Christ is the Hero’s Transformation

Resurrection1By Scott T. Allison

Every Easter season, about three billion Christians around the world celebrate the resurrection of Jesus. In an earlier blog post, we discussed the heroism of Jesus and the significance of his life, death, and resurrection. For Christians, resurrection signifies the immense power of God, and it validates who Jesus claimed to be, namely, the son of God.

But there is more.

According to many scholars, including Joseph Campbell and Richard Rohr, the rise, suffering and resurrection of Jesus are all significant because they model the human journey of growth, setback, and heroic transformation. I use the word “model” deliberately. We’re all destined to rise, fall, and become resurrected. Jesus showed us that our lives are all about — or should be about — transformation.

The life of Jesus is a blueprint for all human life. You don’t have to be a Christian to appreciate the significance of Jesus’ life and death.

For now, let’s focus on transformation, which I believe is the centerpiece of the hero’s journey. All good heroes in storytelling undergo a transformation that forever changes them morally, emotionally, mentally, physically, and/or spiritually. My friend and colleague Greg Smith and I talk about the significance of these types of transformations in our 2015 book, Reel Heroes & Villains.

There is no more dramatic transformation than campbell_herothe one undergone by Jesus of Nazareth. His life followed the classic pattern in hero storytelling. Denied proper shelter and born in a manger, Jesus overcame poverty to grow into the wisest spiritual leader of his time – a remarkable transformation. This transformative rise of the hero represents the first part of the heroic arc.

As with all heroes, his ascendancy had to come to an end. Jesus was arrested for threatening the established order, and he was tortured and brutally murdered. This tragic fall of the hero is part two of the classic heroic arc.

The third act in the heroic journey is the hero’s rising from the ashes of defeat. As Joseph Campbell wrote, “The crucifixion is not a calamity if it leads to new life.” The resurrection was a dramatic physical and spiritual transformation that not only represented the transcendence of Jesus – it transformed all of Western civilization for two millennia and beyond.

More from Campbell: “Through Christ’s crucifixion we were unshelled, which enabled us to Falling-Upwardbe born to resurrection. The imitation of Christ, then, is participating in the suffering and joys of the world, all the while seeing through them the radiance of the divine presence.”

And from Richard Rohr: “Jesus is actually naming and revealing what is happening everywhere and all the time in God. Jesus’ resurrection is a statement about how reality works: always moving toward resurrection.”

Resurrection, then, is transcendence. For Christians, it can also be likened to other phenomena of spiritual change, including conversion and salvation. Hindus call dramatic growth of this type enlightenment, and Buddhists call it bodhicitta. Twelve step programs call it an awakening. The Greeks called it metamorphosis. Psychologists like myself label it plain old development.

But development is clearly an understatement. Transformation is a complete change in form, not unlike a caterpillar transforming intometamorphosis a butterfly. The resurrection of Jesus is the most dramatic form of transformation possible, at personal level and at the level of an entire society or culture.

The pattern in Jesus’ life, and in our own lives, is clear. We move from order to disorder to reorder. And psychologists who study post-traumatic growth will tell you that the final reorder is a more beautiful place to be than the original order.

Transformation gives us hope that no matter how dire our circumstances, we can be redeemed. Hero stories move us all because they call us all. This Easter season, we can pay attention to the story of resurrection and thereby learn much about the hero’s journey that awaits each of us.

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Bibliography

Allison, Scott, and Goethals, George. (2017). The hero’s transformation.

Allison, Scott, and Smith, Greg. (2015). Reel Heroes & Villains.

Campbell, Joseph. (1995). Reflections on the Art of Living.

Rohr, Richard. (2011). Falling Upward.

Heroism as an Emergent Property

© 2013 Rick Hutchins

It seems like it should be very simple-– the definition of heroism. And yet, as we’ve seen, any attempts to delineate a definitive set of properties or criteria result in debate, disagreement and dissatisfaction. The more we try to pin down the concept, the more amorphous it seems. This is because heroism is not an intrinsic property, but an emergent one. In the words of the great philosopher Anonymous, “Heroes are made, not born.”

This is not to say that the potential for heroism does not exist in everyone, but acts of heroism are decidedly situational. The woman who saved her platoon in Afghanistan may be useless when her neighbor’s cat is stuck up a tree –- she’s afraid of heights. Or the man who quietly devoted ten years of his life to caring for his sick mother may not be the person you want around if you’re drowning –- he never learned to swim. The scientist whose vaccine saved countless lives may lack the upper body strength to pull an unconscious adult from a burning building. The great orator whose speeches inspired millions may lack the esoteric knowledge needed to assist somebody having an epileptic seizure.

However, on another day, an undistinguished man with a questionable past may be sitting on his front porch, hear a cry for help, and find himself rescuing several kidnapped women from their captor. Or perhaps a woman who was previously known only as a baseball player’s daughter may be walking down the street, minding her own business, and find herself catching a one-year-old baby who fell from a fire escape. Or perhaps a middle-aged construction worker, waiting for a train with his two kids, will find himself saving the life of a seizure-stricken stranger who fell upon the tracks. Or perhaps a shopper at the supermarket, thinking only of taking home some groceries, may find himself performing CPR on the still body of a child, bringing her back to life.

Ordinary people, ordinary days, ordinary circumstances that suddenly blossom into extraordinary events. What seems inevitable is averted. Like life itself, heroism is a thing of self-organizing complexity, emergent, synergistic-– an antidote to entropy.

It is inevitable that we should seek to understand the existence and nature of heroism. Seeking to understand is one of the essential qualities of humanity and we are rightfully amazed at a universe that can give rise to beings who can conceive of such a sublime, but slippery, idea. Yet we also must realize that concepts in the abstract have no perfect analogs in the physical world. The zen concept of a chair is perfect to the intellect, but only infinite imperfect variations exist in reality. We can calculate the mathematical properties of a perfect circle, but no such thing exists outside the realm of pure thought. When the abstract is made real, it is unique and unprecedented-– it is emergent-– and, while it may have aspects in common with past examples, attempting to formalize the concept in absolute terms is like trying to psychoanalyze a person not yet born.

Perhaps, then, the best way to define heroism is to understand that heroism defines itself.

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Rick Hutchins was born in Boston, MA, and is a regular contributor to this blog.  In his quest to live up to the heroic ideal of helping people, he has worked in the health care field for the past twenty-five years, in various capacities. He is also the author of Large In Time, a collection of poetry, The RH Factor, a collection of short stories, and is the creator of Trunkards. Links to galleries of his art, photography and animation can be found on http://www.RJDiogenes.com.

Two of Hutchins’ previous essays on heroes appear in our book Heroic Leadership: An Influence Taxonomy of 100 Exceptional Individuals.

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Handbook of Heroism and Heroic Leadership

HeroismHandbookCoversThe Handbook of Heroism and Heroic Leadership represents the first effort to gather scholarship on heroism into one definitive reference volume.

The Handbook showcases scholarly contributions from distinguished social scientists on the topics of leadership, morality, resilience, courage, empathy, meaning, purpose, altruism, hope, human growth, cooperation, spirituality, health, transformation, and character strengths. The volume provides a much-needed consolidation and synthesis for scholars of heroism and heroic leadership.

The Handbook of Heroism and Heroic Leadership features three conceptually distinct sections that reflect the current state of theory and research on heroism and heroic leadership. These sections are Origins of Heroism, Types of Heroism, and Processes of Heroism. The Origins of Heroism section focuses on the formation, causes, and antecedents of heroic action. Types of Heroism addresses phenomena associated with different categories of heroism and how these hero types affect individuals and society. Processes of Heroism examines the functions, processes, and consequences of heroism.

This volume offers insights and inspiration about the pinnacle of human behavior and how leaders can make use of these insights to help their followers reach their fullest potential. The Handbook provides a compelling foundation for the development of a multidisciplinary perspective on the antecedents and consequences of heroic behavior. The Handbook of Heroism and Heroic Leadership shines a scholarly light on all the gifted and enlightened leaders whose behavior has embodied the most exquisite qualities of humanity.

The Handbook is published by Routledge and is now available at Amazon.com.

Table of Contents

Foreword

Philip Zimbardo

Introduction

Setting the Scene: The Rise and Coalescence of Heroism Science

Scott T. Allison, George R. Goethals, and Roderick M. Kramer

Part I

Origins of Heroism

  1. Attributes and Applications of Heroes: A Brief History of Lay and Academic Perspectives

Elaine L. Kinsella, Timothy D. Ritchie, and Eric R. Igou

  1. Why Heroism Exists: Evolutionary Perspectives on Extreme Helping

Sara Kafashan, Adam Sparks, Amanda Rotella, and Pat Barclay

  1. Adaptive Foundations of Heroism: Social Heuristics Push Advantageous Everyday Ethical Behaviors to Heroic Extremes

Gordon T. Kraft-Todd and David G. Rand

  1. The Evolution and Neurobiology of Heroism

Stephanie D. Preston

  1. Character Development and the Emergence of Heroic Leadership: Towards a Relational Developmental Systems-Based Model

Kristina Schmid Callina, Richard M. Lerner, Ettya Fremont, Brian Burkhard, Danielle Stacey, and Shaobing Su

  1. The Moral Character of Heroes

Lawrence J. Walker

  1. Why and How Groups Create Moral Heroes

Ari Decter-Frain, Ruth Vanstone, and Jeremy A. Frimer

  1. The Hero Organism: Advancing the Embodiment of Heroism Thesis in the 21st Century

Olivia Efthimiou

Part II

Types of Heroism

  1. Everyday Heroes: Determinants of Moral Courage

Anna Halmburger, Anna Baumert, and Manfred Schmitt

  1. Heroism in Times of Crisis: Understanding Leadership During Extreme Events

Zeno E. Franco

  1. Holocaust Heroes: Heroic Altruism of non-Jewish Moral Exemplars in Nazi Europe

Stephanie Fagin-Jones

  1. Heroism and Wisdom in Medicine

Margaret Plews-Ogan, Justine E. Owens, Natalie May, and Monika Ardelt

  1. Deviant Heroes and Social Heroism in Everyday Life: Activists and Artists

Mihaly Csikszentmihalyi, Michael Condren, and Izabela Lebuda

  1. To Become or Not to Become? Existential Courage and the Pursuit of Desired Identities

Roderick M. Kramer

  1. Heroism in the Networked Society

Dana Klisanin

  1. A Training Program in Spiritually-Oriented Leadership: Inner Growth for Outer Change

Elsa Lau, Sarah B. Sherman, and Lisa Miller

  1. Career Development and a Sense of Calling: Contexts for Heroism

Bryan J. Dik, Adelyn B. Shimizu, and William O’Connor

  1. Underdogs as Heroes

Joseph A. Vandello, Nadav Goldschmied, and Kenneth Michniewicz

  1. Whistleblowers as Heroes: Fostering ‘Quiet’ Heroism in Place of the Heroic Whistleblower Stereotype
    A J Brown

Part III

Processes of Heroism

  1. The Hero’s Transformation

Scott T. Allison and George R. Goethals

  1. Moral Transformation: The Paths to Heroism, Villainy and Victimhood

Amelia Goranson and Kurt Gray

  1. The Impact of Heroism on Heroes and Observers: Stories of Elevation and Personal Change

Jeanne Nakamura and Laura Graham

  1. Accidental and Purposeful Impediments to Heroism

Craig D. Parks

  1. Heroic Empathy: The Heart of Leadership

Ronald H. Humphrey and Laural L. Adams

  1. Heroic Leaders and Despotic Tyrants: How Power and Status Shape Leadership

Anika Stuppy and Nicole L. Mead

  1. The Intersection of Purpose and Heroism: A Study of Exemplars

Kendall Cotton Bronk and Brian R. Riches

  1. Heroism and the Pursuit of Meaning

Jeffrey D. Green, Daryl R. Van Tongeren, Athena H. Cairo, and Nao Hagiwara

  1. Psychopathy and Heroism: Unresolved Questions and Future Directions

Brett A. Murphy, Scott O. Lilienfeld, and Ashley L. Watts

  1. The Courage of One’s Moral Convictions: Exploring the Two Sides of Heroism

Ronnie Janoff-Bulman and Prerana Bharadwaj

 

Here’s what they’re saying about the Handbook of Heroism and Heroic Leadership:

“Editors Scott Allison, George Goethals and Roderick Kramer have assembled an outstanding team of contributors whose expertise ranges from neurobiology and evolutionary psychology to developmental approaches as well as spirituality, leadership, and career development. In addition to the variety of topics and approaches featured in this volume, readers will appreciate the uniform clarity of the presentations and their engaging style of academic storytelling.”

  • Phil Zimbardo, Professor Emeritus, Stanford University, and Founder of the Heroic Imagination Project

“The study of heroes and exemplars is generating increasing excitement throughout the social sciences at the present time, and for good reason. We live in a time of diminished expectations for moral leadership and true heroism. This innovative Handbook of Heroism and Heroic Leadership draws on the best available science to help us understand the conditions that foster heroic leadership, and how it works across a variety of social contexts. The volume is an essential contribution to the study of human lives in all their full potential.”

  • William Damon, Professor and Director, Stanford Center on Adolescence, author of The Path to Purpose

“Studying heroism is challenging for scientists, yet Allison, Goethals, and Kramer have assembled 30 chapters by knowledgeable authors who explore varied aspects of heroism. The result is a thoroughly impressive volume that surely is the key resource in this developing area of science. Professors could organize an outstanding course or seminar on heroism around these excellent chapters.”

  • Alice Eagly, Professor of Psychology and James Padilla Chair of Arts & Sciences at Northwestern University

“Allison, Goethals, and Kramer’s Handbook marks the emergence of the study of heroes and heroism as a central concern of the social sciences. A handbook in the truest sense, the book’s well-organized and executed chapters—written by leading experts in the field—combine to form a foundation for the study of heroic leadership; they summarize current scholarly thinking, build thematic connections between subareas, suggest novel interpretations and insights, and identify future directions for theory, research, development, and application. This book is a goldmine of information essential for anyone seeking to better understand the ethical, psychology, interpersonal, and spiritual bases of heroism.”

  • Donelson R. Forsyth, Colonel Leo K. and Gayless Thorsness Endowed Chair in Ethical Leadership at the University of Richmond

“This handbook is a comprehensive, informative, and exciting contribution to the literature on heroism and heroic leadership. Material on heroism tends to be scattered in many different places, and it is wonderful to have it at last in one place, in readable and engaging prose. I recommend the handbook most highly.”

  • Robert J. Sternberg, Professor of Human Development, Cornell University

Keep Calm and Carry On: Heroism as Process

JourneytotheWestBy Dick Mercer

The Chinese Chan (Zen) master Yunmen (c.860–949) was asked,  “What are the teachings of a lifetime?”  He replied, “An appropriate statement.”

Close to the end of Wu Cheng-en’s famous Ming dynasty novel Journey to the West (Hsi-yu Chi) the Buddhist monk Tripitaka and his four animal disciples–Monkey, Pigsy, Sandy–a dragon, and White Horse–are drawing close to India after a long, arduous, and dangerous journey from China.  The reason for their quest is to receive Mahayana scriptures from the Buddha, Shakyamuni, and return to China with them.

Each animal member of this dharma posse has committed to the quest as a means of gaining freedom from punishment for the misuse of an extraordinary, superhuman power.  Tripitaka, on the other hand, is no more than an ordinary Buddhist monk who has been given a very big job to do.

Having come a very long way, the Tang monk and his disciples, who fed on the wind and slept by the waters, one day find themselves before a tall mountain, yet another formidable obstacle to overcome.  Buddha-PrajnaparamitaTripitaka says they must be cautious as there might be danger here; Monkey responds, “Master, you should relax and not worry.”

What follows is a little argument about a very big Buddhist idea — prajnaparamita — the perfection of wisdom.  It ends when both Tripitaka and Monkey fall silent.  Pigsy collapses in laughter.  Obviously Monkey doesn’t know what he’s talking about, but Tripitaka corrects Pigsy.  Monkey’s silence is the true interpretation of prajnaparamita.   In fact, one of his epithets is Aware of Vacuity — emptiness, a crucial part of the perfection of wisdom.

They move on.  After crossing a wide river in a boat with no bottom, a paradoxical experience to be sure, the pilgrims are changed.  Exhibiting a decorous self-control unusual for them, they meet the Buddha, Shakyamuni, and receive 35 major dharma works comprising over 5,000 scrolls.  They set out on the journey back to China but before long a wind scatters all the scrolls on the ground.  Opening one of them they discover “it was snowy white; there was not so much as half a letter on it.”  In fact, all the scrolls are blank!

The posse returns to the Buddha who explains the blank scrolls are indeed the true scriptures, just as good as those with words, but because people are foolish and ignorant “there is nothing for it but to give them copies with some writing on.”  The paradox of the truth of perfect wisdom is that it is wordless, but this is too hard for people who need language and must talk.

The implicit lesson is that it is more important to cultivate a negative capability — the patient, mindful toleration of uncertainty and paradox — and to carry on with equanimity than to hold on to the idea of scriptural truth that’s written down.  Relax and don’t worry, as Monkey says.  img_8470So, freshly taught, the pilgrims set out again for China with the newly inscribed scrolls.

Meanwhile Kuan-yin, reviewing a summary of the dharma posse’s quest, discovers the pilgrims must experience one more crisis, the 81st, before returning home.  They find themselves stopped on the bank of a wide river they crossed on the way out to India.  The great white turtle that ferried them across earlier offers to help them again, but when Tripitaka reveals he forgot to follow through on a promise he made to the turtle, they are all dumped in the water as the turtle submerges and swims away.

The pilgrims manage to save themselves and the scrolls.  Tripitaka admits his careless mistake.  He should have taken more care.  Though they still have the scrolls, this fresh calamity makes clear that constant effort is required.  There’s always something else.  A hero’s work is never done.

They move on and are welcomed by friendly people they had earlier delivered from the terrible domination of a river demon.  In gratitude for what the posse had accomplished for them, the people make statues of Tripitaka, Monkey, Pigsy, and Sandy.  When the four view the figures they react with an unusual and charming humanity.

    ‘Yours is very like,’ said Pigsy nudging Monkey.  ‘I think yours

    is a wonderful likeness too,’ said Sandy to Pigsy, ‘but Master’s

    really makes him out a little too handsome.’  ‘I think it’s very good,’

    said Tripitaka.

It quickly becomes clear the people of the village have other honors ready for the pilgrims.  That evening Tripitaka tells Monkey the villagers know they have mastered the secrets of the Way.  We better creep away quickly he says, because “an adept does not reveal himself; if he reveals himself he is not an adept.”  They all agree.  Monkey controls his temper, Pigsy is no longer a fool, Sandy attains perfect discretion, Horse is well able to see the point of a discussion.

They move on.  Returning to Chang-an, the imperial capital, they are received by the emperor himself.  Monkey, Pigsy, Sandy attend the court despite their outlandish appearance.  They behave.  Tripitaka is seated next to the emperor and the scrolls are presented.  That evening the pilgrims go the Tripitaka’s old temple for lodging.

    Inside the temple, Pigsy did not shout for more food or create

    any disturbance.  Monkey and Sandy behaved with perfect

    decorum.  For all three were now illumined, and it cost them

    no pains to stay quiet.  When night came they all went to sleep.

All the pilgrims behave themselves with perfect mindfulness and self-control, qualities only recently acquired.  The flaws that caused their original confinement and suffering have been reduced to nothing.  They retain their powers, but they are now under control.

When morning comes the emperor reads a statement of thanks to Tripitaka for accomplishing his task.  After settling on the disposition of the scrolls, Tripitaka is asked to do a reading from them on a platform in front of the pagoda that will house them.  Shakyamuni_under_Bodhi_treeThe members of the dharma posse are attending him when he starts his recitation, but just as he begins, they are all miraculously lifted into the air and transported back to the presence of the Buddha in India where each is rewarded with an appropriate title. Perhaps best of all the terrible little migraine cap used to control Monkey when he gave in to bad temper and anger is removed.  It is no longer necessary.

The novel ends with a grand sense of accomplishment.  The journey is done, the goal is realized, rewards are handed down, but the balance of power and behavior all the pilgrims now enjoy is the real reward and conclusion.  This is a state of mind free of the suffering caused by the contamination of anger, sensuality,  carelessness, upsetting emotional attachment, short-sightedness, and other untransformed human weaknesses.

Certainly their journey is finished, but the lesson implicit in the circular, wandering movement of the quest and the oddly conceived requirement of another calamity, the 81st, is one of non-attainment.

In this view enlightenment is a continual process of coming to terms with oneself, of overcoming flaws.  Monkey’s original vision of the hero as a winner-take-all kind of strong guy is replaced by the idea of constantly repairing the disorder of the mind.  This isn’t done by any final achievement, though he achieves it.  This is a paradoxical conclusion like the mutual silence that ends the discussion between Tripitaka and Monkey about prajnaparamita — the perfection of wisdom.

Perhaps the sense of closure the novel ends with is an illustration of just what the  Buddha,  Shakyamuni, means when he says the blank scrolls, the empty scrolls, are the true scriptures, but people are too foolish and ignorant to realize this and they need something to hold on to.

The real issue, however,  is one of behavior, not words.  Left unstated at the end is that the end isn’t an end; the end is, indeed, a process of constantly maintaining mental focus and taming one’s monkey mind — making the appropriate response in the face of unending — often unexpected — change.

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This essay is Richard Mercer’s fifth analysis of heroism from the Buddhist perspective. His first essay focused on the Bodhisattva. Mercer has been a Visiting Instructor of English and Core (especially Edgar Allan Poe and Samuel Beckett) at the University of Richmond. He has studied Buddhism since the early 1990s. Only recently has he realized that the Bodhisattva ideal is a wonderful and practicable model to follow.

Jimmy Valvano: The Hero Who Taught Us How To Live

jim-valvano-07By Meghan Dillon

When James “Jimmy V” Valvano was seventeen years old, he wrote down his dreams on an index card. On that card, he wrote that he would play college basketball, become a head coach, win a game in Madison Square Garden and, finally, cut down the nets after winning a National Championship.

At age thirty-six, Jim Valvano could take that crumpled index card out of his pocket and cross off everything on the list. He had done it all.

Since I was little, Jimmy V has been my hero simply because his North Carolina State Wolfpack Men’s Basketball team is the greatest underdog story of all time. However, when delving deeper into the various taxonomies and exploring the definition of heroism, I have been able to identify that it is the classic come-from-behind story: someone who once walked among us, as an ordinary person, accomplishing what was deemed impossible.

Jimmy V can be identified as the classic, odds beater/underdog by three heroism scientists named Zeno Franco, Kathy Blau, and Phil Zimbardo. In 2011, these three scholars published a Situation-Based Taxonomy of Heroes. Jimmy V is a true underdog in the way his team won a championships it had no business winning, and in the way he fought cancer with bravery, dignity, and class.

Jimmy was born in Corona, Queens, New York to a middle class family. He would go on to marry his high school sweetheart, and be a loving father to three daughters. Despite his successful coaching career that would require him to be away from his family, his Italian upbringing provided the strong foundation from which jimmy-v-sports-illustrated-cover-315Jimmy V could live out his aspirations. One of the many reasons I see Jimmy V as a hero is that, along the way to accomplishing his dream of winning a national championship, he took on a personal ideology of living that would allow him, a seemingly ordinary man, accomplish things that we see as extraordinary. This ideology would help him to innumerable victories.

Sadly, Jimmy V would face an opponent that would be the most challenging of his life: cancer.

One of the features of the Joseph Campbell‘s hero’s journey is the return, in which the hero gives back and shares the knowledge learned from their transition from layperson to hero. Despite all of the incredible things he accomplished while healthy, it was all the things Jimmy V did while sick that solidified his heroism, in my eyes. During the final 10 months of his life, Jimmy V utilized his coaching platform, sharing personal anecdotes and vibrant insight into his life as a patient in hopes of spreading awareness of the disease that has taken so many.

Jimmy V did not shy away from the public eye, as showcased in his ten minute acceptance speech upon receiving the Arthur Ashe Award for Courage at the 1993 ESPY Awards. He was not afraid to show the world the truth about cancer: crying in interviews and struggling to walk. He knew he would lose his final battle in his life after winning so many, but his spirit, charisma, and genuine heart are things that will live on forever.

The best stories in sports are those that transcend the playing field or court. They are the stories of those who climb the latter of success, attaining achievement and, often times, in the most famed stories, coping with the agony of loss. The 1983 NC State Wolfpack has one of the most storied runs of all time. That run is nothing without my hero, Jim Valvano, who could be seen as falling shy of a hero because he lost his battle with cancer.

However, like Jimmy V said, “… That does not mean that you lose to cancer. You beat cancer by how you live, why you live, and in the manner in which you live”.

Below is a clip of Jimmy V’s inspired speech at the 1993 ESPY Awards.

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Meghan Dillon is an undergraduate enrolled in Scott Allison’s Heroes and Villains First-Year Seminar at the University of Richmond. She composed this essay as part of her course requirement. Meghan and her classmates are contributing authors to the forthcoming book, Heroes of Richmond, Virginia: Four Centuries of Courage, Dignity, and Virtue.

Monkey Business: The Heroic Journey to the West of Hsuang-tsang

hsuan-tsangBy Dick Mercer

First published in 1582, The Journey to the West (Hsi-yu Chi) is one of the great classics of Chinese literature.  The fantastic tale takes as its core the real sixteen-year pilgrimage of the monk Hsuang-tsang (596-664) to India to collect and bring back to China Mahayana Buddhist commentaries and sutras.  Compiled and written most likely by Wu Ch’eng-en the 100 chapter novel comprises the adventures of the monk and his four animal disciples on their quest, a series of perilous adventures in which they overcome a variety of ogres, fiends, and monsters in dangerous and mysterious settings.

Throughout the story a question emerges–just who is the hero of this momentous journey, the monk Hsuan-tsang or his chief disciple Monkey? At the beginning of the novel Monkey is born from a stone egg; he bursts forth with great energy and is at once able to walk, run, leap about, and best of all enjoy life immensely.  Quickly he becomes the handsome monkey king of all the other monkeys in a wonderful cave behind a waterfall, but before long he becomes sorely troubled by the realization someday he will die.  He leaves his happy kingdom in search of immortality.  After traveling across the ocean he enters the school of the Taoist master Subodhi who gives him secret instruction and so Monkey gains huge powers.

With these powers come ambition and achievement and recklessness; he becomes a kind of Taoist Frankenstein.  Monkey ventures into the heavenly kingdom of the Jade Emperor where against all the rules he causes great disruption and even further adds to his potency, so much so that the heavenly ruler at the end of his rope can only call on the Buddha in India in hopes of controlling rebellious Monkey.  When they meet, Monkey explains himself to Shakyamuni the Buddha:

    Perfected in the many arts of ageless life,

    I learned to change in ways boundless and vast.

    Too narrow the space I found on that mortal earth;

    I set my mind to live in the Green Jade Sky.

    In Divine Mists Hall none should long reside,

    For king may follow king in the reign of man.

    If might is honor, let him yield to me.

    Only he is hero who dares to fight and win!

This is Monkey’s grand declaration–his mission statement. The Buddha is unable to persuade Monkey of the wisdom that is self-control so he proposes a bet–just the sort of thing that would appeal to Monkey.  If Monkey can jump out of the Buddha’s hand, he can become king of heaven, if not he must accept the consequences.  Monkey gleefully takes the bet.  In a justly famous comic episode he fails and the Buddha drops a mountain on him.  The powerful, immortal “hero” is helpless under a immense mound of earth and stone.

monkeykingThe story of Hsuan-tsang is very different.  An orphan found floating in a basket down a river, he is taken in and raised as a Monk at Hung-Fu Buddhist temple in the imperial capital Ch’ang-an.  As was the case with the Jade Emperor of heaven struggling with Monkey, the mortal Tang emperor is embroiled in troubles that literally take him to hell and back burdened with a heavy obligation to sponsor a grand religious ceremony.  He selects Hsuan-tsang to celebrate these rites.

In the meantime the Buddha, returned to his distant home in India, decides things have come to such a pass that it is time to intervene.  He dispatches the great Bodhisattva Kuan-Yin to China to select a pilgrim to travel to India for scriptures and then return to Ch’ang-an as a dharma messenger.  On her way to China she encounters three monsters with super-powers being punished for misdeeds; if they will agree to join the quest they can gain their freedom.  She makes the same bargain with Monkey under his mountain.

With dharma-quest set as the key to freedom for these incarcerated super-heroes, it remains for Kuan-Yin to select the essential human pilgrim to make the journey to the west.  Without much difficulty she discovers Huang-tsang who agrees to set out for India in search of Mahayana scriptures.  To mark the importance of the journey the Tang emperor gives the monk a new name–Tripitaka, the term used to designate the complete Buddhist cannon of monastic rules, sutras, and learned commentaries.

From the outset it is clear things will not be easy.  On the first day Tripitaka’s two human companions are eaten up by monsters.  Suddenly all alone, he is saved by an old hunter who guides him near to the border where they hear Monkey cry out, “the master has come.”  Tripitaka releases Monkey from beneath the mountain and the two of them cross the frontier to begin their adventures in search of wisdom and liberation through the dharma.

Almost immediately they are surrounded by six robbers identified as eye, ear, nose, tongue, body, and mind.  For Monkey who is used to fighting fearsome ogres and heavenly armies, these six (allegorical) banditti are not much of a challenge.  He finishes them off in the blink of an eye, but to his dismay Tripitaka admonishes him.  He should bring them to a magistrate, not kill them.  Monkey loses his temper and storms off, leaving Tripitaka on his own again; this conflict between the human pilgrim and his rash, powerful disciple is played out again and again to the end of the novel.

Kuan-Yin, disguised as an old man, appears to the Monk and gives him a coat and a cap for Monkey, the means to control him.  When Monkey cools off and comes back, Tripitaka convinces him to put them on.  Monkey and Tripitaka are together again, but with a difference.  Monkey’s new headgear can’t be removed and if he acts out, Tripitaka, using a little mantra, can cause the cap to shrink and Monkey to suffer a terrible headache.  Pain replaces confinement as the bitter fruit of rashness and anger.

Tripitaka and Monkey now go on to form the complete dharma posse. This entails encountering the two dragons and the great pig who, like Monkey, have agreed with Shakyamuni_Buddha_Mantra1Kuan-Yin to join the pilgrimage in exchange for freedom from bondage.  It soon is obvious to the new members, however, that Monkey is by far the most powerful member of the group.  In fact, Pigsy asks Monkey why doesn’t he simply carry them all to India in an instant and so avoid all the hard work and dangers that surely lie in front of them.

Monkey says:

    It is required of Master to go through all these strange territories

    before he finds deliverance from the sea of sorrows. . . . 

    We cannot exempt him from these woes nor can we obtain the scriptures by ourselves.

The human component of the quest is just as important, if not more so, than the great powers of the four super-heroes who not only overcome great barriers and dangers, but who must help Tripitaka surmount his very real human weaknesses.

Shortly after Monkey emerges from under the mountain the two suffer a setback and Tripitaka for the first time–but not the last time–becomes confused and despondent.  Monkey reacts with characteristic energy:

    When (he) saw him crying, he was infuriated and began to shout: 

    Master, stop behaving like a namby-pamby! .  .  . 

    Bellowing like thunder he said,  “You’re a weakling!  Truly a weakling!”

Tripitaka may have the main goal of the quest in view, but it is Monkey, with regular, timely help from Kuan-Yin, who keeps the dharma posse on the road day to day, even in the face of petty and comical but potentially serious conflicts between the super-hero pilgrims themselves.

After many trials and close to their goal the pilgrims arrive on the bank of yet another river, this one over 20 leagues wide.  Soon they are met by a man rowing a boat, but Tripitaka has very serious misgivings; the boat has no bottom.  Seeing Tripitaka hesitate Monkey takes him by the scruff of neck and pushes him on board.  The others join him on the gunwales, and they set off.

Suddenly they saw a body in the water, drifting rapidly downstream.  Tripitaka stared at it in consternation.  Monkey laughed.

    ‘Don’t be frightened Master,’ he said. 

    ‘That’s you.’  And Pigsy said, ‘It’s you, it’s you.’ 

    Sandy clapped his hands.  ‘It’s you, it’s you,’ he cried. 

    The ferryman too joined in the chorus. 

    ‘There you go!’ he cried.  ‘My best congratulations.’

When they reach the other side, Tripitaka steps ashore with a strange feeling of lightness and exhilaration.  Freed from the domination of the six senses–mortal flesh and bone–a fundamental spirit of mutual caring emerges. At this time he begins thanking each one of the dharma posse for helping him to reach his goal, but Monkey interrupts:

    ‘Every one of us,‘ said Monkey, ‘is equally indebted to the other.

    ‘If the Master had not received our vows and accepted us as his

    disciples we should not have had the chance to do good works

    and win salvation.  If we had not protected the Master and mounted  

    guard over him, he would never have got rid of his mortal body.

Through a beautiful landscape they all set out for their meeting with the Buddha. After collecting the scriptures they have come for, they begin the return journey to China.  Along the way, however, they experience several further crises that indicate theirs is an unending quest.  The process is as important as the achievement, but there is a difference now.  Monkey controls his temper, Pigsy is no longer a fool, Sandy attains perfect discretion, Horse is well able to see the point of a discussion; Tripitaka becomes the Buddha of Great Merit.

To be a hero patient cooperation and watchful self-control are essential.  The Dhammapada, a very old collection of Buddhist proverbs, puts it this way:

    Just as the farmer irrigates a field,

    An arrowsmith fashions an arrow,

    And a carpenter shapes a piece of wood,

    So the sage tames himself.

At the very end of the novel when Monkey is named Buddha Victorious in Strife he asks Tripitaka why he must still wear the terrible little headache cap that he can’t take off.  Tripitaka explains it was put on Monkey’s head when he was impossible to control, but now that he has become a buddha it is no longer needed.  Monkey raises his hand to touch his head and indeed the migraine cap has vanished!

– – – – – – – – – – – – – – – – – – – –

This essay is Richard Mercer’s fourth analysis of heroism from the Buddhist perspective. His first essay focused on the Bodhisattva. Mercer has been a Visiting Instructor of English and Core (especially Edgar Allan Poe and Samuel Beckett) at the University of Richmond. He has studied Buddhism since the early 1990s. Only recently has he realized that the Bodhisattva ideal is a wonderful and practicable model to follow.